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Non-Invertible Symmetries

A non-invertible symmetry is implemented by a topological defect network that has no two-sided fusion inverse. Branching is a useful witness in a finite semisimple setting, but it is not the definition by itself: one must first establish topological deformation, then specify protected fusion, junction and coherence data, and an action on operators or sectors. Gaugeability, anomaly, and infrared obstruction are later and independent verdicts.

Choose the fusion route when the question is whether a defect is genuinely non-invertible. Choose the action route when ordinary charge eigenvalues or group-character selection rules have stopped working. Choose the construction route when gauging, duality, or condensation is supposed to produce the defect, and continue to the anomaly/RG route only after the complete network and background family are fixed. A compact-Maxwell duality wall supplies one controlled four-dimensional thread through all four pages.

Helpful background. Fusion, Junctions, and Endpoints supplies regulated collisions, channel spaces, junctions, and associators. What Is an Anomaly? supplies the counterterm-quotiented obstruction test used at the end of the chapter. Neither is a hard prerequisite merely to choose a route here.

The specialist evidence supporting the operator, construction, anomaly, and infrared-obstruction claims summarized here was checked through 10 August 2026. The dated cutoff matters because the general higher-dimensional and nonsemisimple frameworks are still developing; it does not alter the bounded Maxwell and finite semisimple calculations stated below.

Parent volume. Symmetry and Gauge Structure

Jump to: separate the first verdicts · choose a route · follow the Maxwell wall · open the exact guide · review the chapter

Topologicality and two-sided fusion decide the first verdict

Section titled “Topologicality and two-sided fusion decide the first verdict”

Let Da(Md1)\mathcal D_a(M^{d-1}) be a codimension-one defect in an oriented Euclidean dd-manifold. If M0M_0 and M1M_1 are related by a deformation that crosses no insertion, endpoint, junction, physical boundary, singular background, or framing obstruction, topologicality means

Da(M0)X=Da(M1)X.\left\langle\mathcal D_a(M_0)\mathcal X\right\rangle = \left\langle\mathcal D_a(M_1)\mathcal X\right\rangle .

This conservation property does not decide invertibility. In a controlled finite semisimple line sector, protected fusion takes the form

DaDbcNab cDc,Nab cZ0.\mathcal D_a\otimes\mathcal D_b \simeq \bigoplus_c N_{ab}^{\ c}\mathcal D_c, \qquad N_{ab}^{\ c}\in\mathbb Z_{\geq0}.

Invertibility requires one defect bb and chosen equivalences in both orders,

DaDb1,DbDa1.\mathcal D_a\otimes\mathcal D_b\simeq\mathbf1, \qquad \mathcal D_b\otimes\mathcal D_a\simeq\mathbf1.

Orientation reversal and categorical duality are separate notions. Within a rigid simple-object control, an additional channel in

DaDaˉ1(additional channels)\mathcal D_a\otimes\mathcal D_{\bar a} \simeq \mathbf1\oplus(\text{additional channels})

decisively obstructs inversion. Outside this domain, higher-dimensional wall fusion can carry topology-, network-, or TQFT-valued coefficients rather than a finite direct sum. These distinctions and the conditional fusion formulas are reviewed in Schäfer-Nameki 2024, arXiv v2, printed pp. 5–11, eqs. (1.1)–(1.9) and figs. 2–4, PDF.

The shared diagram places deformation, inversion, branching, and the missing junction/coherence data side by side. Read the arrows as distinct operations, not as time evolution.

A topological defect may be deformed away from crossings; a group-like defect fuses with an inverse to the identity, whereas a noninvertible defect and its reverse branch into the identity plus an additional same-support channel, and the branching still needs explicit junction, associator, action, and conditional dimension data.

Topological deformability supplies conservation, while fusion decides invertibility. In the finite semisimple line control, a group-like defect has a two-sided identity channel and no other output; a noninvertible defect can fuse with its orientation dual into the identity plus an additional same-support channel. Multiplicities count junction spaces only under the stated hypotheses, associators compare resolved networks, and a scalar dimension is conditional. The diagram is an original monochrome schematic, not to scale; arrows denote deformation, fusion, or comparison rather than time evolution, and higher-dimensional wall fusion may require TQFT- or network-valued data instead of the displayed finite sum.

The same relationships remain available without the figure:

Operational tests for group-like and noninvertible defect fusion
Test Required data Group-like case Noninvertible conclusion or stop
Deformation Support, orientation, framing, backgrounds, and forbidden crossings Correlators are unchanged in the allowed sweep Topologicality is still required; branching alone is not a symmetry
Fusion output A regulated collision and closed output sector One group-law output Several same-support channels, multiplicity, or more general wall data may appear
Two-sided inverse Left and right fusion equivalences with the unit An inverse exists in both orders No such defect exists; this is the decisive definition
Orientation and dual Reversal plus evaluation, coevaluation, and snake identities The dual is also the inverse A dual can exist while extra fusion channels obstruct inversion
Multiplicity and junction Typed junction spaces and chosen basis operators A selected one-dimensional fusion equivalence implements multiplication An allowed coefficient does not construct or normalize a junction
Associativity Comparison maps for two resolved fusion trees Coherent comparison data remain required and may carry an anomaly A fusion ring without coherent comparison maps is incomplete
Action Crossing or surrounding maps on operators and sectors Often an invertible representation or automorphism May mix sectors, attach defects, or act as a quantum operation
Dimension A finite semisimple rigid setting and a chosen dimension notion A simple invertible object has dimension one Dimension greater than one diagnoses noninvertibility only in that setting
Higher-dimensional ceiling Wall topology and lower-dimensional worldvolume theories A group-like wall still cancels to the identity wall Coefficients can be surface networks or TQFT data, not integers

The multiplicity is the dimension of a typed junction space only under the finite semisimple hypotheses,

Vab c=Hom(DaDb,Dc),Nab c=dimVab c.\mathcal V_{ab}^{\ c} = \operatorname{Hom}(\mathcal D_a\otimes\mathcal D_b,\mathcal D_c), \qquad N_{ab}^{\ c}=\dim\mathcal V_{ab}^{\ c}.

It does not choose or normalize a junction vector. Nor does the fusion ring determine the associator, action, anomaly, or physical phase.

The route is determined by the first datum that has not yet been established. Chapter order is a guide, not a substitute for each leaf’s hard preparation.

Three routes from a defect question to a controlled noninvertible-symmetry verdict
Starting question Route Preparation Capability at the end
How do I prove that a topological defect is non-invertible? Topological defects and fusion Fusion, Junctions, and Endpoints plus the group-like higher-form comparator A deformation domain, protected fusion law, and two-sided inverse verdict with framework limits
What replaces charge eigenvalues and ordinary selection rules? Fusionactions, generalized charges, and selection rules The fusion page; multiplets and linking are useful but not hard inputs A network action on sectors, invariant-junction test, and projection-versus-attachment diagnosis
How is the defect constructed, and what can it constrain? For construction: fusion + finite gauginggauging, duality, and condensation. For anomaly/RG: actions + the obstruction testanomalies and RG limits An actual quotient/interface construction for the first branch; a complete exact network and background map for the second A bounded construction or obstruction, with its dimensional and categorical assumptions explicit

A non-invertible action is a network operation

Section titled “A non-invertible action is a network operation”

An ordinary group symmetry often acts on a simple sector by one character. A non-invertible defect can instead mix sectors, project components, or turn a genuine operator into a defect-attached one. In a finite semisimple line sector, let a protected finite-dimensional space be invariant under closed defect loops and fix their nesting order. The fusion algebra then constrains the corresponding loop operators,

LaLb=cNab cLc,\mathsf L_a\mathsf L_b = \sum_c N_{ab}^{\ c}\mathsf L_c,

but scalar eigenvalues exist only in suitable one-dimensional eigensectors. For compatible oriented charge objects QiQ_i in a declared finite semisimple charge category Cch\mathcal C_{\mathrm{ch}}, fix the cyclic or fusion order and replace every incoming or orientation-reversed label by its dual. The robust vacuum-channel multiplicity is then

mvac=dimHomCch ⁣(1,Q1Qn).m_{\mathrm{vac}} = \dim\operatorname{Hom}_{\mathcal C_{\mathrm{ch}}} \!\left(\mathbf1,Q_1\otimes\cdots\otimes Q_n\right).

If mvac=0m_{\mathrm{vac}}=0, the protected channel vanishes; if it is positive, the channel is merely allowed and still needs a chosen junction vector and dynamics. In a local operator-algebra setting satisfying its own hypotheses, a non-invertible action can be a completely positive quantum operation rather than unitary conjugation Okada and Tachikawa 2024, version of record, pp. 191602-1–191602-4, especially eqs. (1)–(2), PDF. The broader network and generalized charge viewpoint is developed in Bhardwaj and Schäfer-Nameki 2025, §§ 3.2.2–3.2.3, version-of-record pp. 39–41, eqs. (123)–(126), and § 4.3, pp. 58–60, eqs. (202)–(212).

One compact-Maxwell wall threads the chapter

Section titled “One compact-Maxwell wall threads the chapter”

The shared four-dimensional model is deliberately narrow: Euclidean pure compact U(1)U(1) gauge theory on an oriented spin manifold, with no dynamical electric charges or monopoles, exact electric ZN(1)\mathbb Z_N^{(1)}, and the magnetic spectator background held trivial during electric gauging. Write

SE=12e2ff+iθ8π2ff,τ=θ2π+2πie2.S_E= \frac{1}{2e^2}\int f\wedge\star f +\frac{i\theta}{8\pi^2}\int f\wedge f, \qquad \tau=\frac{\theta}{2\pi}+\frac{2\pi i}{e^2}.

Gauging the electric ZN(1)\mathbb Z_N^{(1)} changes the compact presentation by ττ/N2\tau\mapsto\tau/N^2. At the special point

τ=iN,θ=0,e2=2πN,\tau=iN, \qquad \theta=0, \qquad e^2=\frac{2\pi}{N},

gauging sends iNiN to i/Ni/N and electromagnetic SS returns it to iNiN. The fixed operation is therefore gauging followed by SS, not SS alone. Half-gauging followed by this background-compatible equivalence produces an endodefect D\mathcal D. A local wall representative is

SD=iN2πM3aLdaR,S_{\mathcal D} = \frac{iN}{2\pi}\int_{M^3}a_L\wedge\mathrm d a_R,

but compact sectors, measures, global line and flux lattices, counterterms, and wall junctions remain part of its definition.

The opposite orientations fuse to the condensation wall

DˉDDDˉC0,\bar{\mathcal D}\otimes\mathcal D \simeq \mathcal D\otimes\bar{\mathcal D} \simeq \mathcal C_0,

whose worldvolume sum is not the identity. On connected M3=S2×S1M^3=S^2\times S^1,

C0=1Nk=0N1ηk(S2).\mathcal C_0 = \frac{1}{N}\sum_{k=0}^{N-1}\eta_k(S^2).

The coefficient 1/N1/N is a gauging normalization, not an integer fusion multiplicity. The transverse action on an unattached Wilson charge is the Fourier projector

PN(q)=1Nk=0N1e2πikq/N=δ[q]N,0.\mathsf P_N(q) = \frac{1}{N}\sum_{k=0}^{N-1}e^{2\pi i kq/N} = \delta_{[q]_N,0}.

This is projection, not screening: the model contains no charged endpoint. A minimally charged Wilson line crossing the wall instead emerges with an attached symmetry surface. Same-orientation fusion also remembers charge conjugation,

DDUCC0.\mathcal D\otimes\mathcal D \simeq \mathcal U_C\otimes\mathcal C_0.

The construction, global normalization, surface junctions, and orientation-sensitive fusion are derived in Choi, Córdova, Hsin, Lam, and Shao 2023, arXiv v2, printed pp. 9–10, 17–20, 23–24, and § 6.1, pp. 31–36, especially eqs. (2.5)–(2.9), (3.1)–(3.7), (4.1)–(4.3), and (6.1)–(6.9), PDF.

The thread supplies the chapter’s minimum evidence package: an explicitly topological fusion network, a projected and attached line action, an actual gauging-plus-duality construction, and a complete-network obstruction test. It does not make the Maxwell wall representative of every dimension or nonsemisimple symmetry.

Construction and anomaly are separate gates

Section titled “Construction and anomaly are separate gates”

A half-gauging interface

IA:TT/A\mathcal I_A:\mathcal T\longrightarrow\mathcal T/A

becomes an internal symmetry defect only after an actual background-compatible equivalence

Φ:T/AT,DΦ=ΦIA\Phi:\mathcal T/A\xrightarrow{\simeq}\mathcal T, \qquad \mathcal D_\Phi=\Phi\circ\mathcal I_A

has been supplied. Equality of one coupling or partition number does not prove equivalence of the absolute theories. Nor does an independently constructed nonidentity condensation wall automatically prove that the wall itself is non-invertible; it must face its own two-sided inverse test.

An anomaly is later still. For a complete defect mesh B\mathbb B, a network move can leave an obstruction after permitted local counterterms and junction redefinitions. Matching that class under RG requires the entire network—not only Nab cN_{ab}^{\ c}—to be transported: associators, junctions, attachments, measures, global sectors, and the self-gauging equivalence all matter.

The final leaf tests these statements for N=3N=3 on a closed smooth simply connected spin four-manifold. A candidate short-range-entangled response labelled by rZ3r\in\mathbb Z_3 would have to satisfy

4r21(mod3),4r^2\equiv-1\pmod 3,

which has no solution. Under the stated exact-network hypotheses, this rules out a unique symmetry-preserving short-range-entangled infrared phase. It does not prove a particular gapless phase, and the stronger exclusion of a unique-local-vacuum TQFT requires additional theorem hypotheses. The arithmetic obstruction and its limits are developed in Choi et al. 2022, arXiv v3, introduction and § 3 opening, printed pp. 4–6 and 14–17, especially eqs. (1.4), (3.1), (3.2), and (3.6), PDF and Apte, Córdova, and Lam 2023, § III.B, arXiv v1, printed pp. 8–9, Theorem 5 and proof sketch, PDF.

Use these questions as repair cues, not as a score.

Repair the first missing capability before entering a technical route
Can you do this? Ready If unsure Repair route
Separate a regulated fusion collision from a chosen junction and associator Enter the fusion page Review typed channel spaces and resolved fusion trees Fusion, Junctions, and Endpoints
Distinguish an orientation reverse, a dual, and a two-sided fusion inverse Use the branching test Check both fusion orders and the evaluation/coevaluation data Fusion without a two-sided inverse
Promote a finite background to a dynamical field with the correct global sectors and measure Enter the construction page Repair finite gauging before using a half-gauging interface Gauging Continuous and Finite Symmetries
Test a network phase modulo admissible counterterms and junction redefinitions Enter the anomaly/RG page Repair the obstruction test before making an infrared claim What Is an Anomaly?

The four pages appear once, in manifest and sidebar order. Their hard preparation is explicit; a later page is not automatically required merely because it follows in the list.

Four pages from fusion diagnosis to construction and infrared obstruction
Page Question and capability Required background Stop condition
Non-Invertible Topological Defects and Fusion Establish topologicality, protected fusion, and the absence of a two-sided inverse; separate orientation duals, junctions, associators, and conditional dimensions Fusion, Junctions, and Endpoints; Higher-Form Symmetry from Operators and Linking Finite scalar fusion data do not classify a general higher-dimensional wall
Actions, Generalized Charges, and Selection Rules Replace universal charge eigenvalues by crossing, mixing, projection, attachment, defect Hilbert spaces, and invariant-junction tests Non-Invertible Topological Defects and Fusion A scalar eigenvalue or nonzero vacuum multiplicity is not a universal action or a dynamical amplitude
Constructions from Gauging, Duality, and Condensation Build a half-gauging interface, supply an equivalence back to the theory, and track condensation normalization and new sectors Non-Invertible Topological Defects and Fusion; Gauging Continuous and Finite Symmetries An interface is not an internal symmetry defect until the absolute-theory equivalence is proved
Anomalies, RG Constraints, and Framework Limits Separate gaugeability from infrared exclusion, transport a complete defect network under RG, and state dimensional and categorical hypotheses Actions, Generalized Charges, and Selection Rules; What Is an Anomaly? Matching or a congruence obstruction does not construct a unique infrared phase

Keep the four obstruction questions separate

Section titled “Keep the four obstruction questions separate”
Nearby observations that answer different questions
Observed fact What it does not imply Additional test or scope
A defect has a branching fusion formula It is topological or defines a symmetry action Check the deformation domain, junctions, associators, and action
A defect has an orientation reverse or categorical dual It has a two-sided fusion inverse Fuse in both orders and inspect every output channel
A fusion multiplicity is nonzero A canonical junction or nonzero physical amplitude exists Choose and normalize the junction, then apply dynamics and other selection rules
An unattached component is projected out The complete action vanishes or a particle screened the operator Include twisted and attached sectors; distinguish group averaging from endpoints
Half-gauging produces an interface The interface is an internal symmetry defect Supply a background-compatible equivalence between the quotient and the original absolute theory
A condensation wall is not the identity The condensation wall itself is non-invertible Apply the wall's own two-sided inverse test
The complete network is anomalous The theory is nonunitary, inconsistent as a relative system, or forced into one infrared phase Separate standalone gauging, inflow, and RG matching verdicts
A self-duality congruence has or lacks a solution A QFT has been constructed or all gapped phases have been classified State the exact dimension, spin/global data, faithfulness, and phase class tested
A finite semisimple line formula is valid The same scalar language applies to continuous, nonsemisimple, or higher-dimensional walls Allow topology-, network-, or field-theory-valued coefficients and declare the target framework

What the chapter establishes—and where it stops

Section titled “What the chapter establishes—and where it stops”

The chapter establishes a sequence of typed questions. First, topologicality makes a defect deformable on a declared domain. Second, protected fusion and the two-sided inverse test decide noninvertibility. Third, actions, junctions, and associators make the symmetry network operational. Fourth, a concrete gauging/duality/condensation construction can realize such a network. Finally, anomaly and RG arguments constrain complete realizations under explicitly identified backgrounds.

The scalar fusion coefficients, Hom-space dimensions, and positive quantum dimensions used as controls belong to finite semisimple settings. The local quantum-operation theorem has its own zero-form/local-operator hypotheses. Fiber-functor criteria are mature in finite semisimple 1+11+1-dimensional fusion-category symmetry, not as a universal higher-dimensional theorem Thorngren and Wang 2019, § 2.3, printed pp. 11–16, Theorem 1 and eqs. (2.11)–(2.17), PDF. General continuous, nonsemisimple, approximate, and higher-dimensional cases have no universal scalar anomaly formula or complete classification in this chapter.

The prompts below cover the chapter’s distinct capabilities. Each names the owner, a success invariant, and a repair route; they are not a separate formal assessment system.

Eight ways to demonstrate a controlled noninvertible-symmetry analysis
Mode and task Owner pages Successful response and invariant Characteristic repair
Retrieval — state the definition of a non-invertible topological defect Fusion diagnosis Separates topologicality from the absence of any two-sided fusion inverse Recheck both fusion orders if branching is used as the definition
Explanation — explain why an orientation reverse need not be an inverse Fusion and duality Names evaluation/coevaluation and shows that extra same-support channels prevent cancellation Return to Fusion, Junctions, and Endpoints if duality data are omitted
Derivation check — recover the Maxwell-wall projector on Wilson charge q Compact-Abelian action Uses character orthogonality to obtain one for q=0 mod N and zero otherwise; calls this projection, not screening Repair the finite sum at Gauging Continuous and Finite Symmetries
Representation change — translate from scalar charge language to a network action Actions and generalized charges Allows mixing, twisted sectors, projection, and attachments while preserving the fusion-composition relation Revisit the network operation if every simple object is assigned a scalar eigenvalue
Comparison — distinguish full gauging, half-gauging, and condensation Construction page States the source and target of the interface, the required quotient-to-original equivalence, and the worldvolume normalization Repair at the interface-to-endodefect gate
Transfer — test the Ising fusion rule 𝒩2 ≃ 1 ⊕ η Conditional dimension control Finds d𝒩=√2 only after declaring a finite semisimple positive dimension function; does not export it to a generic wall Return to the framework ceiling if scalar dimension is treated as universal
Failure diagnosis — locate the error in “the N=3 congruence has no solution, so the infrared is uniquely gapless” Anomalies and RG limits Restricts the exclusion to the stated symmetry-preserving short-range-entangled class and lists other allowed realizations Repair at What an infrared theory may do
Synthesis — decide whether a proposed duality wall defines an exact non-invertible symmetry with an RG obstruction All four chapter pages Checks topologicality, two-sided fusion, junction/coherence/action data, the gauging-plus-equivalence construction, counterterm quotient, and complete-network transport under RG Return to the route matrix and repair the first absent datum rather than inferring later verdicts

Continue from non-invertible symmetry data

Section titled “Continue from non-invertible symmetry data”
  • Apte, Anuj, Clay Córdova, and Ho Tat Lam. “Obstructions to Gapped Phases from Non-Invertible Symmetries.” Physical Review B 108, no. 4 (2023): 045134. DOI. Open PDF, arXiv v1.
  • Bhardwaj, Lakshya, and Sakura Schäfer-Nameki. “Generalized Charges, Part II: Non-Invertible Symmetries and the Symmetry TFT.” SciPost Physics 19, no. 4 (2025): 098. DOI. Open PDF, arXiv v3.
  • Choi, Yichul, Clay Córdova, Po-Shen Hsin, Ho Tat Lam, and Shu-Heng Shao. “Non-Invertible Duality Defects in 3+1 Dimensions.” Physical Review D 105, no. 12 (2022): 125016. DOI. Open PDF, arXiv v3.
  • Choi, Yichul, Clay Córdova, Po-Shen Hsin, Ho Tat Lam, and Shu-Heng Shao. “Non-Invertible Condensation, Duality, and Triality Defects in 3+1 Dimensions.” Communications in Mathematical Physics 402, no. 1 (2023): 489–542. DOI. Open PDF, arXiv v2.
  • Okada, Masaki, and Yuji Tachikawa. “Noninvertible Symmetries Act Locally by Quantum Operations.” Physical Review Letters 133, no. 19 (2024): 191602. DOI. Open PDF, arXiv v2.
  • Schäfer-Nameki, Sakura. “ICTP Lectures on (Non-)Invertible Generalized Symmetries.” Physics Reports 1063 (2024): 1–55. DOI. Open PDF, arXiv v2.
  • Thorngren, Ryan, and Yifan Wang. “Fusion Category Symmetry I: Anomaly In-Flow and Gapped Phases.” arXiv:1912.02817v1 [hep-th], 5 December 2019. Stable record. Open PDF.