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Gauge-Fixed Yang–Mills Action and Ghost Sector

Covariant Yang–Mills perturbation theory requires more than adding (A)2/(2ξ)-(\partial\cdot A)^2/(2\xi). The gauge condition has a field-dependent Jacobian, represented by interacting Grassmann ghosts, and the combined gauge-fixing and ghost sector is organized by a nilpotent BRST differential. Ghosts and the auxiliary field are not physical particles; they are the fields that make covariance and the physical-state cancellation compatible.

Required background. Yang–Mills equations, constraints, and observables supplies the gauge orbits and Gauss constraint being fixed. The BRST differential and gauge-fixed complex supplies the general cohomological construction specialized here.

Helpful background. Gribov copies and the limits of local gauge fixing explains why this perturbative gauge slice is not a global nonperturbative section of configuration space.

For an infinitesimal transformation with parameter αa\alpha^a,

δαAμa=(Dμα)a,(Dμα)a=μαa+gfabcAμbαc.\delta_\alpha A_\mu^a=(D_\mu\alpha)^a, \qquad (D_\mu\alpha)^a =\partial_\mu\alpha^a+g f^{abc}A_\mu^b\alpha^c.

Choose the linear covariant gauge function Ga[A]=μAμaG^a[A]=\partial^\mu A_\mu^a. Its derivative along a gauge orbit is

δαGa=μ(Dμα)a,Mab[A]=μDμab[A].\delta_\alpha G^a =\partial^\mu(D_\mu\alpha)^a, \qquad \mathcal M^{ab}[A] =-\partial^\mu D_\mu^{ab}[A].

The determinant detM[A]\det\mathcal M[A] is field dependent because DμD_\mu contains AμA_\mu. Independent Grassmann fields cac^a and cˉa\bar c^a exponentiate it. After the gauge average is represented with parameter ξ\xi,

Lgf+gh=12ξ(μAμa)2cˉaμ(Dμc)a.\mathcal L_{\rm gf+gh} =-\frac{1}{2\xi}(\partial^\mu A_\mu^a)^2 -\bar c^a\partial^\mu(D_\mu c)^a.

After an integration by parts, the ghost term is

Lgh=(μcˉa)μca+gfabc(μcˉa)Aμbcc.\mathcal L_{\rm gh} =(\partial^\mu\bar c^a)\partial_\mu c^a +g f^{abc}(\partial^\mu\bar c^a)A_\mu^b c^c.

The ghost–gauge interaction is absent in Abelian theory but unavoidable in non-Abelian loops. Faddeev and Popov derived the determinant prescription for arbitrary Yang–Mills diagrams in Faddeev and Popov 1967, pp. 29–30.

Introduce a commuting Nakanishi–Lautrup field BaB^a and the odd differential

sAμa=(Dμc)a,sca=g2fabccbcc,scˉa=Ba,sBa=0,sψ=igcaTRaψ.\begin{aligned} sA_\mu^a&=(D_\mu c)^a,\\ sc^a&=-\frac g2 f^{abc}c^bc^c,\\ s\bar c^a&=B^a,\\ sB^a&=0,\\ s\psi&=igc^aT_R^a\psi. \end{aligned}

With gauge fermion density

Ψ=cˉa(μAμa+ξ2Ba),\Psi=\bar c^a\left(\partial^\mu A_\mu^a+\frac\xi2B^a\right),

the BRST-exact term is

sΨ=ξ2BaBa+BaμAμacˉaμ(Dμc)a,s\Psi =\frac\xi2B^aB^a+B^a\partial^\mu A_\mu^a -\bar c^a\partial^\mu(D_\mu c)^a,

The algebraic equation Ba=Aa/ξB^a=-\partial\cdot A^a/\xi returns the gauge-fixing term above. Integrating the ghost term by parts gives the displayed positive-kinetic convention. This construction makes s(LYM+sΨ)=0s(\mathcal L_{\rm YM}+s\Psi)=0 immediate.

Nilpotency is a nontrivial sign check. On matter, antisymmetry of cbccc^bc^c turns TbTcT^bT^c into [Tb,Tc]/2[T^b,T^c]/2, and the stated scsc cancels the second variation. On AμA_\mu, the remaining cubic ghost term vanishes by

fabefecd+fbcefead+fcaefebd=0.f^{abe}f^{ecd}+f^{bce}f^{ead}+f^{cae}f^{ebd}=0.

Hence s2=0s^2=0 on every field off shell; keeping BB is what makes s2cˉ=0s^2\bar c=0 immediate. The explicit derivation is given in Srednicki 2007, § 74, pp. 435–442.

Use f~(k)=d4xe+ikxf(x)\widetilde f(k)=\int\mathrm d^4x\,e^{+ik\cdot x}f(x). Inverting the quadratic action gives

Dμνab(k)=iδabk2+i0[ημν(1ξ)kμkνk2+i0],D_{\mu\nu}^{ab}(k) =\frac{-i\delta^{ab}}{k^2+i0} \left[ \eta_{\mu\nu} -(1-\xi)\frac{k_\mu k_\nu}{k^2+i0} \right],

and the oriented ghost propagator

ca(k)cˉb(k)0=iδabk2+i0.\langle c^a(k)\bar c^b(-k)\rangle_0 =\frac{i\delta^{ab}}{k^2+i0}.

If BB is retained rather than integrated out, the first-order free rules are

Aμa(k)Bb(k)0=δabkμk2+i0,Ba(k)Bb(k)0=0,\langle A_\mu^a(k)B^b(-k)\rangle_0 =-\frac{\delta^{ab}k_\mu}{k^2+i0}, \qquad \langle B^a(k)B^b(-k)\rangle_0=0,

for the stated Fourier and sΨs\Psi convention. The algebraic relation B=A/ξB=-\partial\cdot A/\xi reproduces the longitudinal part of the AA propagator; contact terms depend on whether BB is eliminated before or after forming time-ordered products. There is no independent BB pole or asymptotic particle.

The mass dimensions are

[Aμ]=[c]=[cˉ]=1,[B]=2,[ξ]=0.[A_\mu]=[c]=[\bar c]=1, \qquad [B]=2, \qquad [\xi]=0.

Every term therefore has dimension four. In Feynman gauge ξ=1\xi=1 the gauge propagator is proportional to ημν\eta_{\mu\nu}; in Landau gauge ξ=0\xi=0 it is transverse. Neither choice changes a complete physical amplitude.

The conserved BRST charge QQ satisfies Q2=0Q^2=0. The perturbative physical state space is not the full indefinite-metric Fock space but the cohomology

Hphys=kerQimQ.\mathcal H_{\rm phys}=\frac{\ker Q}{\operatorname{im}Q}.

Longitudinal and timelike gauge modes, ghosts, antighosts, and the auxiliary sector assemble into BRST-trivial combinations; the free one-particle cohomology contains the two transverse gauge polarizations. A BRST-invariant time evolution preserves kerQ\ker Q and descends to equivalence classes. The symmetry’s renormalized gauge-theory formulation is developed in Becchi, Rouet, and Stora 1976, pp. 287–321. Establishing positive physical unitarity additionally requires the Slavnov identity, absence of gauge anomalies, and suitable asymptotic states; that proof architecture is completed on Consistency of perturbative Yang–Mills theory.

This construction is perturbative around a gauge slice near a chosen background. Gribov copies can obstruct a global gauge condition, and BRST cohomology in a confining nonperturbative theory need not be represented by colored one-gauge-boson states. Covariant ghosts are indispensable internal fields, but they never appear as physical external particles.

  1. Determinant check: differentiating Ga[Aα]G^a[A^\alpha] must give μDμab\partial^\mu D_\mu^{ab} with the same gfabcg f^{abc} sign as the ghost vertex.
  2. Nilpotency check: calculate s2cs^2c; the three-ghost coefficient must vanish by Jacobi, not by treating the ghosts as commuting.
  3. Free inverse check: multiplying the gauge kinetic operator by DμνD_{\mu\nu} returns transverse plus longitudinal identity projectors with weights 11 and ξ\xi.
  4. Abelian limit: fabc0f^{abc}\to0 makes M=2\mathcal M=-\partial^2 field independent, so the ghost determinant is an irrelevant constant and ghost interactions disappear.

Dropping ghosts because they are unphysical. “Unphysical” means absent from external cohomology classes, not absent from loops. Ghost loops are required by the Slavnov identities and the one-loop beta function.

Checking BRST invariance only after eliminating BB. Nilpotency on cˉ\bar c is off shell with BB present. After elimination it generally closes only modulo the auxiliary equation of motion.

Interpreting ξ\xi as a coupling. It changes the representation of off-shell Green functions. A residual ξ\xi dependence in a complete physical amplitude is a failed gauge-consistency check.

  • C. Becchi, A. Rouet, and R. Stora, “Renormalization of Gauge Theories,” Annals of Physics 98 (1976), 287–321, DOI.
  • L. D. Faddeev and V. N. Popov, “Feynman Diagrams for the Yang–Mills Field,” Physics Letters B 25 (1967), 29–30, DOI.
  • Mark Srednicki, Quantum Field Theory, Cambridge University Press (2007), §§ 71–74, DOI.