Skip to content

LSZ for Spinor and Vector External States

Spin does not change the logic of LSZ: isolate a stable one-particle pole, divide by the square root of its residue, amputate the external propagator, and take the positive-energy on-shell limit. What changes is the pole numerator. A Dirac leg ends in an on-shell uu or vv spinor; a spin-one leg ends in a physical polarization vector. Gauge-fixed vector components that do not represent positive-norm asymptotic states are never promoted to external particles.

The common pole-factorization logic for arbitrary spin is developed in Weinberg 1995, §§ 10.2–10.3, pp. 430–441.

Required background. LSZ Reduction: Poles, Residues, and Stable External States supplies the scalar residue argument. The Fermion Propagator fixes the Dirac pole numerator. Massive and Massless Spin-One Polarizations fixes the physical polarization spaces.

Helpful background. Covariant Free-Photon Quantization and Propagator distinguishes gauge-fixed propagator components from physical photon states.

Use

p ⁣ ⁣ ⁣/γμpμ,{γμ,γν}=2ημν.p\!\!\!/\equiv\gamma^\mu p_\mu, \qquad \{\gamma^\mu,\gamma^\nu\}=2\eta^{\mu\nu}.

For a stable Dirac particle of mass mm, choose phases and normalization so that

Ωψ(0)p,s=Z2us(p),Ωψˉ(0)pˉ,s=Z2vˉs(p).\begin{aligned} \langle\Omega|\psi(0)|p,s\rangle&=\sqrt{Z_2}\,u_s(p),\\ \langle\Omega|\bar\psi(0)|\bar p,s\rangle&=\sqrt{Z_2}\,\bar v_s(p). \end{aligned}

Near the physical pole, the exact propagator has the form

S~F(p)=iZ2(p ⁣ ⁣ ⁣/+m)p2m2+i0+less singular terms.\widetilde S_F(p) =\frac{iZ_2(p\!\!\!/+m)}{p^2-m^2+i0} +\text{less singular terms}.

The numerator is the positive-energy spin projector because

sus(p)uˉs(p)=p ⁣ ⁣ ⁣/+m,svs(p)vˉs(p)=p ⁣ ⁣ ⁣/m.\sum_s u_s(p)\bar u_s(p)=p\!\!\!/+m, \qquad \sum_s v_s(p)\bar v_s(p)=p\!\!\!/-m.

We use uˉsus=2mδss\bar u_su_{s'}=2m\delta_{ss'} and usus=2Epδssu_s^\dagger u_{s'}=2E_{\mathbf p}\delta_{ss'}, with analogous antiparticle relations. The on-shell equations

(p ⁣ ⁣ ⁣/m)us(p)=0,(p ⁣ ⁣ ⁣/+m)vs(p)=0(p\!\!\!/-m)u_s(p)=0, \qquad (p\!\!\!/+m)v_s(p)=0

ensure that the inverse Dirac operator amputates the pole and leaves the corresponding wave function. Srednicki derives the fermionic asymptotic overlaps and reduction factors in Srednicki 2007, § 41, pp. 263–267.

For a connected amputated object A\mathcal A with its open Dirac indices displayed, the four familiar endpoints are

External particleState directionEndpoint contracted with Z21/2AZ_2^{-1/2}\mathcal A
fermionincomingus(p)u_s(p)
fermionoutgoinguˉs(p)\bar u_s(p)
antifermionincomingvˉs(p)\bar v_s(p)
antifermionoutgoingvs(p)v_s(p)

The placement is not mnemonic decoration: it follows from whether ψ\psi or ψˉ\bar\psi has the nonzero vacuum-to-particle matrix element and from the ordering of the open spinor index. Reversing a fermion line or crossing a particle requires the statistics and phase convention of the amplitude, not only replacing uu by vv.

For a stable massive vector state,

ΩAμ(0)p,λ=ZVεμ(p,λ),\langle\Omega|A_\mu(0)|p,\lambda\rangle =\sqrt{Z_V}\,\varepsilon_\mu(p,\lambda),

where

pε(p,λ)=0,ε(p,λ)ε(p,λ)=δλλ.p\cdot\varepsilon(p,\lambda)=0, \qquad \varepsilon^*(p,\lambda)\cdot\varepsilon(p,\lambda') =-\delta_{\lambda\lambda'}.

There are three physical polarizations, and their completeness relation is

λ=13εμ(p,λ)εν(p,λ)=ημν+pμpνm2.\sum_{\lambda=1}^{3} \varepsilon_\mu(p,\lambda) \varepsilon_\nu^*(p,\lambda) =-\eta_{\mu\nu}+\frac{p_\mu p_\nu}{m^2}.

After amputating the vector pole and multiplying by ZV1/2Z_V^{-1/2}, an incoming leg is contracted with εμ(p,λ)\varepsilon_\mu(p,\lambda) and an outgoing leg with εμ(p,λ)\varepsilon_\mu^*(p,\lambda). The completeness tensor provides an independent check: it is transverse and has trace 3-3 with both indices lowered in the (+)(+---) convention.

An unstable massive vector does not satisfy the premise. A complex resonance pole or narrow line shape can be treated inside a larger stable-particle amplitude, but there is no exact asymptotic p,λ|p,\lambda\rangle to reduce.

Massless vectors and the physical-state restriction

Section titled “Massless vectors and the physical-state restriction”

For a stable massless gauge boson, only the two transverse helicities are physical external states. Choose a reference vector nn with pn0p\cdot n\neq0. A useful polarization sum is

λ=12εμ(p,λ;n)εν(p,λ;n)=ημν+pμnν+nμpνpnn2pμpν(pn)2.\sum_{\lambda=1}^{2} \varepsilon_\mu(p,\lambda;n) \varepsilon_\nu^*(p,\lambda;n) =-\eta_{\mu\nu} +\frac{p_\mu n_\nu+n_\mu p_\nu}{p\cdot n} -\frac{n^2p_\mu p_\nu}{(p\cdot n)^2}.

Changing nn changes the representatives by terms proportional to pμp_\mu. A complete physical amplitude Aμ\mathcal A^\mu must therefore satisfy the on-shell Ward check

pμAμ=0,p_\mu\mathcal A^\mu=0,

so that εμεμ+αpμ\varepsilon_\mu\to\varepsilon_\mu+\alpha p_\mu leaves εμAμ\varepsilon_\mu\mathcal A^\mu unchanged. The gauge-fixed propagator may contain longitudinal or scalar components, but LSZ contracts its physical pole residue with transverse external polarizations. Srednicki gives the photon reduction and normalization condition in Srednicki 2007, § 56, pp. 339–342.

This page uses the Ward identity as a necessary amplitude check. The general BRST proof that gauge-parameter dependence cancels between physical states belongs to the gauge-structure treatment, and Vector External States and Ward Checks performs the perturbative complete-amplitude test.

One reduction pipeline, different pole numerators

Section titled “One reduction pipeline, different pole numerators”

The scalar LSZ map remains valid after replacing its scalar endpoint by a spin projector. In the figure, inspect the final stage: the inverse pole removes propagation, while the spinor or polarization selects a state inside the pole residue.

The LSZ pipeline amputates a stable pole and then contracts the residue with a spinor or physical polarization; gauge, infrared, and unstable-state failures remain outside ordinary reduction.

For a Dirac leg, p ⁣ ⁣ ⁣/+mp\!\!\!/+m or p ⁣ ⁣ ⁣/mp\!\!\!/-m in the pole residue is resolved by uu or vv wave functions. For a stable vector leg, the residue is resolved by physical polarizations; gauge-fixed auxiliary directions are excluded. The same isolated-pole, packet, and stability assumptions as scalar LSZ remain in force. Schematic and not to scale.

Field polePhysical residue dataExternal contractionFailure to exclude
scalarZZ11non-simple or nonphysical pole
DiracZ2(p ⁣ ⁣ ⁣/+m)Z_2(p\!\!\!/+m) or antiparticle projectoru,uˉ,v,vˉu,\bar u,v,\bar vunstable or infraparticle charged state
massive vectorZV[ημν+pμpν/m2]Z_V[-\eta_{\mu\nu}+p_\mu p_\nu/m^2]three εμ\varepsilon_\muunstable vector resonance
massless gauge vectortransverse physical residuetwo helicity polarizationslongitudinal gauge modes or confined gauge quanta

For a real coupling gg, suppose an amputated scalar source creates a fermion pair through

M=guˉs(p)vr(k).\mathcal M= g\,\bar u_s(p)v_r(k).

Summing over final spins gives

s,rM2=g2tr ⁣[(p ⁣ ⁣ ⁣/+m)(k ⁣ ⁣ ⁣/m)]=4g2(pkm2).\begin{aligned} \sum_{s,r}|\mathcal M|^2 &=g^2\operatorname{tr}\!\left[ (p\!\!\!/+m)(k\!\!\!/-m)\right]\\ &=4g^2(p\cdot k-m^2). \end{aligned}

The first line checks the external-state normalization: each spin sum reproduces the numerator of the corresponding on-shell pole. A rate for unobserved final spins sums this expression; it does not divide by the number of final polarizations. Initial-state averaging is a separate specification of the prepared beam ensemble.

Boundaries that survive the formal similarity

Section titled “Boundaries that survive the formal similarity”
  • A photon can be a sharp stable external particle while a charged excitation in the same theory fails ordinary Fock-state LSZ because of soft radiation.
  • A perturbative gluon polarization is useful inside a partonic calculation, but confinement prevents an exact colored asymptotic S-matrix state.
  • A massive Proca field has three physical polarizations; a massless gauge field has two after quotienting gauge directions. Setting m=0m=0 in the massive projector is singular and is not a derivation of the massless state space.
  • Mixing fields require a matrix residue. One must identify and normalize the physical pole eigenvectors before attaching external wave functions.

For the last point, suppose several Dirac interpolators ψA\psi_A overlap stable states p,s,a|p,s,a\rangle of the same mass through

ΩψA(0)p,s,a=ζAaus(p).\langle\Omega|\psi_A(0)|p,s,a\rangle =\zeta_{Aa}u_s(p).

State insertion factorizes the pole residue:

SAB(p)ip2m2+i0aζAa(p ⁣ ⁣ ⁣/+m)ζaB.S_{AB}(p)\sim \frac{i}{p^2-m^2+i0} \sum_a\zeta_{Aa}(p\!\!\!/+m)\zeta^\dagger_{aB}.

Choose a dual on the residue image, ζ^aAζAb=δab\widehat\zeta^{aA}\zeta_{Ab}=\delta^a{}_b, and contract with ζ^aA\widehat\zeta^{aA} to select the normalized physical state before applying the Dirac inverse. Left-null field combinations have zero overlap and cannot create that particle. This factorized prescription is invariant under changes of interpolating-field basis; taking square roots of individual matrix entries is not.

“The numerator of a fermion propagator is amputated and discarded.” Amputation removes the inverse propagator; its on-shell residue is resolved into the external spinor. Dropping that wave function loses spin information.

“Use ημν-\eta_{\mu\nu} for every external vector sum.” For a massive vector the longitudinal physical polarization contributes pμpν/m2p_\mu p_\nu/m^2. For a massless vector, reference-dependent terms disappear only after contraction with a Ward-consistent amplitude.

“Any pole in a gauge-fixed propagator is an external particle.” Physical-state conditions and positive norm are indispensable. Auxiliary, ghost, and confined excitations do not become external states through LSZ notation.

  1. Verify that susuˉs=p ⁣ ⁣ ⁣/+m\sum_s u_s\bar u_s=p\!\!\!/+m is annihilated by p ⁣ ⁣ ⁣/mp\!\!\!/-m on shell.

    Answer

    Multiply: (p ⁣ ⁣ ⁣/m)(p ⁣ ⁣ ⁣/+m)=p2m2=0(p\!\!\!/-m)(p\!\!\!/+m)=p^2-m^2=0. Thus the spin sum lies in the kernel of the on-shell inverse Dirac operator, as a physical pole residue must.

  2. Why may a reference vector appear in a massless polarization sum but not in a physical rate?

    Answer

    The reference selects representatives of the two-dimensional gauge quotient. Changing it adds momentum-proportional terms. Contracting with a complete amplitude satisfying pμAμ=0p_\mu\mathcal A^\mu=0 removes those terms, so the rate is reference independent.

Vector External States and Ward Checks tests the physical-polarization rule in complete amplitudes. Cross Sections and Decay Rates explains spin sums and initial averages. On-Shell States and Little-Group Scaling repackages the same physical state data without gauge-redundant fields.

  • Srednicki, Mark. Quantum Field Theory. Cambridge: Cambridge University Press, 2007. DOI.
  • Weinberg, Steven. The Quantum Theory of Fields. Volume I: Foundations. Cambridge: Cambridge University Press, 1995. DOI.