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Noncompact CFTs and Continuous Spectra

In a noncompact conformal field theory, individual momentum eigenstates are generally delta-normalized rather than normalizable, and completeness is a direct integral rather than a discrete sum. Partition functions and OPE decompositions are still meaningful, but only after the spectral measure, zero-mode volume, contour, and possible discrete residues have been stated. The noncompact free boson provides an exact model in which every normalization can be checked.

Required background. Completeness and operator bases provide the discrete formulas generalized here. Free bosons and vertex operators supply the oscillator algebra and normal-ordering conventions.

Helpful background. Tempered distributions and Fourier calculus explain why delta-normalized matrix elements are defined by their action on test functions.

Take a real scalar XX on the plane with

X(z,zˉ)X(0)=logz2,\langle X(z,\bar z)X(0)\rangle=-\log|z|^2,

and normal-ordered vertex operators

Vp(z,zˉ)=:eipX(z,zˉ):,hp=hˉp=p22,pR.V_p(z,\bar z)=:{e^{ipX(z,\bar z)}}:, \qquad h_p=\bar h_p=\frac{p^2}{2}, \qquad p\in\mathbb R.

We normalize momentum states by

pp=2πδ(pp),1zero mode=dp2πpp.\langle p|p'\rangle=2\pi\delta(p-p'), \qquad \mathbf1_{\mathrm{zero\ mode}} =\int_{-\infty}^{\infty}\frac{dp}{2\pi}|p\rangle\langle p|.

Neither p|p\rangle nor Vp(0)0V_p(0)|0\rangle is a normalizable vector. A normalizable wave packet is

f=Rdp2πf(p)p,ff=Rdp2πf(p)2<.|f\rangle=\int_{\mathbb R}\frac{dp}{2\pi}f(p)|p\rangle, \qquad \langle f|f\rangle =\int_{\mathbb R}\frac{dp}{2\pi}|f(p)|^2<\infty.

Thus the Hilbert space is a direct integral over pp, with an oscillator Fock space above each momentum. The continuum and its normalization in the uncompactified boson are described explicitly in Ribault 2018, §4.1.3, pp. 101–103.

Zero-mode integration and momentum conservation

Section titled “Zero-mode integration and momentum conservation”

Split the field into a constant mode and nonzero modes,

X=x0+X~.X=x_0+\widetilde X.

For nn vertex operators, the zero-mode integral is

dx0eix0ipi=2πδ ⁣(ipi).\int_{-\infty}^{\infty}dx_0\, e^{ix_0\sum_i p_i} =2\pi\delta\!\left(\sum_i p_i\right).

The oscillator contractions then give

i=1nVpi(zi,zˉi)=2πδ ⁣(ipi)i<jzizj2pipj.\left\langle\prod_{i=1}^nV_{p_i}(z_i,\bar z_i)\right\rangle =2\pi\delta\!\left(\sum_i p_i\right) \prod_{i<j}|z_i-z_j|^{2p_ip_j}.

The delta function is part of the correlator, not an infinite numerical coefficient to be discarded. For two insertions it gives

Vp(z,zˉ)Vp(0)=2πδ(p+p)z2p2.\langle V_p(z,\bar z)V_{p'}(0)\rangle =2\pi\delta(p+p')|z|^{-2p^2}.

This expression is a distribution in (p,p)(p,p'). It becomes a number only after smearing with wave packets or after imposing a finite-volume regulator. The general role of Dirac-delta two-point normalization in continuous CFT spectra is set out in Ribault 2018, §2.2.3, pp. 39–42.

Regulate the target by identifying XX+LX\sim X+L. Momentum is then

pn=2πnL,nZ.p_n=\frac{2\pi n}{L}, \qquad n\in\mathbb Z.

For this decompactification test we follow the zero-winding sector. In the full compact-boson theory, nonzero winding sectors are also present; their weights grow with the square of the target radius and they decouple at fixed torus modulus as LL\to\infty.

For a sufficiently decaying test function FF,

nZF(pn)LL2πdpF(p).\sum_{n\in\mathbb Z}F(p_n) \xrightarrow[L\to\infty]{} \frac{L}{2\pi}\int_{-\infty}^{\infty}dp\,F(p).

The factor LL is the target-space volume. In the continuum convention used above,

δ(0)L2π,2πδ(0)L.\delta(0)\longleftrightarrow\frac{L}{2\pi}, \qquad 2\pi\delta(0)\longleftrightarrow L.

Consequently, an uncompactified torus partition function carries an overall target volume. Dividing by LL produces a partition-function density; retaining it produces the trace over the regulated target. Both conventions are legitimate, but they are different observables. The zero-mode factor and its modular transformation are derived in Di Francesco, Mathieu, and Sénéchal 1997, §§10.1–10.2, pp. 337–343.

With q=e2πiτq=e^{2\pi i\tau} and the state normalization above, the density is

Z(τ,τˉ)L=Rdp2πe2πτ2p2η(τ)2=12π2τ2η(τ)2.\frac{Z(\tau,\bar\tau)}{L} =\int_{\mathbb R}\frac{dp}{2\pi} \frac{e^{-2\pi\tau_2p^2}}{|\eta(\tau)|^2} =\frac{1}{2\pi\sqrt{2\tau_2}\,|\eta(\tau)|^2}.

Changing the kinetic-term normalization rescales pp, the target length, and the measure together. Quoting only the final factor of τ21/2\tau_2^{-1/2} is not enough to compare conventions.

Suppose a four-point function is expanded in states labelled by PP on a contour C\mathcal C. The correctly typed expression is

G(z,zˉ)=Cdμ(P)C12(P)CP34FP(z)FP(z)+aDC12aCa34Fa(z)Fa(z).G(z,\bar z) =\int_{\mathcal C}d\mu(P)\, C_{12}(P)C_{P34}\, \mathcal F_P(z)\overline{\mathcal F_P(z)} +\sum_{a\in\mathcal D} C_{12a}C_{a34}\, \mathcal F_a(z)\overline{\mathcal F_a(z)}.

The set D\mathcal D records isolated states or residues not included in the continuum. The density multiplying a block depends on the coordinate used on the spectrum: under Pu(P)P\mapsto u(P), dμd\mu and the density transform with the Jacobian. A spectral density is therefore not a degeneracy assigned to one exact value of PP.

Analytic continuation in external dimensions or couplings can move poles of the structure constants across C\mathcal C. Deforming the contour back to its defining location then adds the residues of the crossed poles. Omitting them changes the correlator. This mechanism is central in Liouville theory and is developed on Liouville theory and the Virasoro bootstrap.

Before accepting a noncompact decomposition, test each of the following.

  • State normalization: insert the proposed completeness relation between two wave packets. It must reproduce fg\langle f|g\rangle with the same 2π2\pi convention.
  • Compact limit: replace dp/(2π)\int dp/(2\pi) by L1nL^{-1}\sum_n or the convention-equivalent expression and recover the regulated result.
  • Zero mode: verify that the correlator has the correct conserved-charge delta function and determine whether 2πδ(0)2\pi\delta(0) has become a target volume.
  • Contour: list the poles on each side of C\mathcal C and track those that cross during analytic continuation.
  • Residues: check a limit in which a continuous pole becomes a known discrete contribution.
  • Regulator order: take the infinite-volume, coincident-point, and analytic-continuation limits in a declared order; these operations need not commute.

The figure below highlights the replacement relevant here: a discrete resolution of the identity becomes a measured direct integral. Inspect the measure and zero-mode labels, which are independent of whether the pairing is positive or L0L_0 is diagonalizable.

A diagnostic map in which the noncompact branch replaces a discrete state sum by a continuum integral with a measure, contour, delta normalization, and zero-mode volume

Noncompactness changes state normalization and spectral summation: delta-normalized fibers are integrated with a declared measure, while zero modes can produce volume factors. The diagram is schematic and not to scale.

The same information is available in this structured form:

IngredientCompact regulatorNoncompact limit
Momentum labelsnZn\in\mathbb Z, pn=2πn/Lp_n=2\pi n/LpRp\in\mathbb R
Normalizationnm=δnm\langle n\lvert m\rangle=\delta_{nm}pp=2πδ(pp)\langle p\lvert p'\rangle=2\pi\delta(p-p')
Completenessnnn\sum_n\lvert n\rangle\langle n\rvertdp/(2π)pp\int dp/(2\pi)\lvert p\rangle\langle p\rvert after matching state conventions
TraceExtensive in target length LLA volume-divergent trace or a finite density after division by LL
Charge conservationKronecker deltaDirac delta from the zero-mode integral
Analytic continuationDiscrete terms followed individuallyContinuum contour plus residues from crossed poles

A bounded calculation can be used for comparing a large compact momentum sum with its regulated integral. Agreement at finite cutoff tests the normalization and convergence rate; it does not prove continuum crossing or justify an undeclared interchange of limits.

The distributional meaning of the delta functions is developed further on Distributional correlators, zero modes, and normalization.

Using pp=2πδ(pp)\langle p|p'\rangle=2\pi\delta(p-p'), show that

f=dp2πf(p)p|f\rangle=\int\frac{dp}{2\pi}f(p)|p\rangle

has norm dpf(p)2/(2π)\int dp\,|f(p)|^2/(2\pi).

Solution

Insert the definition twice:

ff=dpdp(2π)2f(p)f(p)2πδ(pp)=dp2πf(p)2.\langle f|f\rangle =\int\frac{dp\,dp'}{(2\pi)^2} f(p)^*f(p')\,2\pi\delta(p-p') =\int\frac{dp}{2\pi}|f(p)|^2.

This calculation also verifies the factor in the completeness relation.

Let FF be smooth and rapidly decreasing. Use the momentum spacing Δp=2π/L\Delta p=2\pi/L to derive the leading large-LL relation between nF(2πn/L)\sum_nF(2\pi n/L) and dpF(p)\int dp\,F(p).

Solution

The sum is a Riemann sum:

ΔpnF(pn)RdpF(p).\Delta p\sum_nF(p_n)\longrightarrow\int_{\mathbb R}dp\,F(p).

Since Δp=2π/L\Delta p=2\pi/L,

nF(pn)L2πRdpF(p).\sum_nF(p_n)\longrightarrow\frac{L}{2\pi}\int_{\mathbb R}dp\,F(p).

The extensive factor is the regulated target volume.

  • Di Francesco, Philippe, Pierre Mathieu, and David Sénéchal. Conformal Field Theory. Graduate Texts in Contemporary Physics. New York: Springer, 1997. DOI.
  • Ribault, Sylvain. “Conformal Field Theory on the Plane.” SciPost Physics Lecture Notes 1 (2018). DOI.