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Numerical Bootstrap

Numerical conformal bootstrap turns exact crossing and positivity into finite optimization problems. Its trustworthy output is never just a plot or solver label: it is a chain from a declared correlator system, through controlled approximations and a serialized conic problem, to a certificate checked independently of the solver Simmons-Duffin 2015, §§2–3. This chapter develops that chain and keeps mathematical exclusion, numerical convergence, interpretation, and model identification distinct.

Helpful background. Crossing equations and positivity provide the physical consistency condition. Convex cones, separation, and conic duality provide the optimization logic. Mixed correlators and symmetry sectors provide the matrix-positive systems used later.

For an identical Hermitian scalar, crossing may be written schematically as

F1+O1λϕϕO2FΔ,=0,λϕϕO20.\mathbf F_{\mathbf1}+\sum_{\mathcal O\ne\mathbf1} \lambda_{\phi\phi\mathcal O}^{\,2}\mathbf F_{\Delta,\ell}=0, \qquad \lambda_{\phi\phi\mathcal O}^{\,2}\geq0.

The exact equation is infinite in the spectrum and functional domain. A computation chooses a finite functional space, approximates the blocks, represents positivity over continuous dimensions and spins, and solves the resulting linear or semidefinite program Poland, Rychkov, and Vichi 2019, §§VI.A–VI.C. Every arrow changes the statement that can be justified, so the approximation data must travel with the result.

QuestionContinue toRequired output
Is a convex reduction valid?From Crossing Equations to Convex OptimizationPositivity domain, normalization, assumptions, and finite projection
Which functional proves exclusion?Linear Functionals and PositivityCoefficients, basis, sector signs, and continuum check
How do blocks become an SDP?Block Approximations and Semidefinite ProgramsBlock convention, poles, polynomial matrices, and tail treatment
Is the crossing system complete?Automated Crossing-System GenerationCanonical representation and tensor-basis serialization
Is the result stable?Precision, Convergence, and Numerical Error BudgetsIndependent refinement sequences and an observable-level envelope
Does the solver output prove its claim?Solver Certificates and Independent VerificationPrimal/dual residuals, certificate, interval checks, and hashes
Is a boundary or defect involved?Numerical Boundary and Defect BootstrapChannel-specific signs, defect blocks, and a free benchmark
What does one correlator constrain?Single-Correlator BoundsConditional exclusion or bound, not automatic theory identification
How is an allowed island formed?Mixed-Correlator IslandsShared-operator and gap assumptions attached to every boundary
Are symmetry or spin present?Global Symmetry and Spinning Bootstrap SystemsProjectors, tensor bases, conservation rank, and PSD sectors
Can candidate CFT data be recovered?Extremal Functionals, Navigators, and Spectrum ReconstructionStability of zeros, primal data, degeneracies, and objective choice
Can another group reproduce it?Benchmark Reproduction and Data ProvenanceFrozen inputs, versions, hashes, clean rerun, and discrepancy report

A defensible computation preserves the following order:

  1. Exact specification: operators, representations, tensor bases, crossing maps, identity normalization, gaps, and positivity hypotheses.
  2. Finite approximation: derivative or integral basis, spin coverage, block representation, pole order, arithmetic precision, and any sampling or interpolation.
  3. Solver problem: canonical sector ordering, scaled matrices, feasibility sign convention, stopping tolerances, and software build.
  4. Certificate: serialized primal or dual variables with residuals, complementarity or objective gap where relevant, and positivity beyond the sampled points.
  5. Independent verification: a separate evaluator reads the frozen specification and certificate, recomputes residuals, checks interval and asymptotic tails, and compares hashes.
  6. Bounded interpretation: the conclusion states exactly which spectra are excluded or allowed under which assumptions and at which finite approximation.

No refinement axis substitutes for another. Raising derivative order does not repair an insufficient spin tail; high arithmetic precision does not correct a wrong crossing sign; a small residual does not prove positivity between sample points. Current functional, solver, and search strategies—and their distinct numerical controls—are reviewed in Rychkov and Su 2024, §§II–III.

OutputDirect conclusionAdditional step before stronger language
Verified separating functionalThe declared finite problem is infeasible, subject to the verified continuum positivity representationControl the relation between the finite representation and exact crossing
Stable exclusion curveTrial spectra on one side fail the tested assumptions across stated refinementsReport all numerical and spectral assumptions
KinkThe boundary curve has a stable geometric featureSupply independent operator-data or model evidence
Allowed islandPoints outside the island are excluded under the mixed-system assumptionsDo not infer that every interior point is realized or that one unique CFT exists
Navigator minimumA chosen continuous objective locates a candidate allowed regionCheck objective dependence, feasibility, and convergence
Extremal reconstructionA boundary solution suggests dimensions and OPE coefficientsCheck zero multiplicity, degeneracy, primal-dual agreement, and cutoff stability

An exact generalized-free-field correlator is the durable synthetic thread: its crossing equation, nonnegative OPE coefficients, and known spectrum provide inputs that can be regenerated without importing a mutable phenomenological claim. A three-dimensional Ising reproduction requires a separate dated record with the precise publication, conventions, software, and target; this chapter does not claim such a run.

Before accepting a numerical statement, ask whether the exact crossing file can be regenerated, whether the finite problem and certificate are serialized, whether at least two independent approximation axes were varied, whether another evaluator verifies the signs and residuals, and whether the prose stops at the conclusion those checks support.

  • Poland, David, Slava Rychkov, and Alessandro Vichi. “The Conformal Bootstrap: Theory, Numerical Techniques, and Applications.” Reviews of Modern Physics 91 (2019): 015002. DOI. Open PDF
  • Rychkov, Slava, and Ning Su. “New Developments in the Numerical Conformal Bootstrap.” Reviews of Modern Physics 96 (2024): 045004. DOI. Open PDF
  • Simmons-Duffin, David. “A Semidefinite Program Solver for the Conformal Bootstrap.” Journal of High Energy Physics 06 (2015): 174. DOI. Open PDF