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Running and Matching across Multiple Thresholds

When a process contains separated scales μH>M2>M1>μL\mu_H>M_2>M_1>\mu_L, no single beta function evolves its Wilson coefficients from top to bottom. Running resums logarithms while the active fields and operator basis are fixed; matching changes that theory near each heavy mass. A consistent prediction is therefore an ordered composition of evolution, threshold, parameter, and basis maps whose dependence on the arbitrary matching scales cancels through the calculated order.

Required background. Decoupling Theorems and Threshold Corrections explains why mass-independent schemes require explicit thresholds. Large Logarithms and RG Improvement supplies the resummation logic, and Anomalous Dimensions and Wilson-Coefficient Evolution supplies coefficient-space evolution. Helpful background. Multiple Couplings and Coupled RG Flows develops the simultaneous running of the parameters entering the matrices below.

Call the theories above M2M_2, between M2M_2 and M1M_1, and below M1M_1 the high, intermediate, and low EFTs. In any one interval, collect the coefficients into a column C(r)C^{(r)} and define the coefficient-space anomalous dimension by

dC(r)(μ)dlnμ=γC(r)(ga(r)(μ))C(r)(μ).\frac{dC^{(r)}(\mu)}{d\ln\mu} =\gamma_C^{(r)}(g_a^{(r)}(\mu))C^{(r)}(\mu).

Its evolution operator is

Ur(μb,μa)=Pexp ⁣[lnμalnμbdlnμγC(r)(ga(r)(μ))],U_r(\mu_b,\mu_a) =\mathcal P\exp\!\left[ \int_{\ln\mu_a}^{\ln\mu_b} d\ln\mu\,\gamma_C^{(r)}(g_a^{(r)}(\mu)) \right],

with Ur(μc,μb)Ur(μb,μa)=Ur(μc,μa)U_r(\mu_c,\mu_b)U_r(\mu_b,\mu_a)=U_r(\mu_c,\mu_a). The path ordering matters when anomalous-dimension matrices at different scales do not commute.

At a threshold MiM_i, the most general linear matching relation needed at a fixed EFT order is affine:

C(i)(μi)=ζi(μi)C(i+)(μi)+ηi(μi),μiMi.C^{(i-)}(\mu_i) =\zeta_i(\mu_i)C^{(i+)}(\mu_i)+\eta_i(\mu_i), \qquad \mu_i\sim M_i.

The matrix ζi\zeta_i transfers coefficients already present above the threshold. The vector ηi\eta_i accounts for operators or lower-dimensional parameter shifts generated even when the corresponding high-scale Wilson coefficients vanish. It can be absorbed into a homogeneous matrix by augmenting CC with the running parameters and a constant component.

For two thresholds, the three stages are

CI(μ2)=ζ2(μ2)UH(μ2,μH)CH(μH)+η2(μ2),CL(μ1)=ζ1(μ1)UI(μ1,μ2)CI(μ2)+η1(μ1),CL(μL)=UL(μL,μ1)CL(μ1).\begin{aligned} C^{\mathrm I}(\mu_2) &=\zeta_2(\mu_2) U_{\mathrm H}(\mu_2,\mu_H)C^{\mathrm H}(\mu_H) +\eta_2(\mu_2),\\ C^{\mathrm L}(\mu_1) &=\zeta_1(\mu_1) U_{\mathrm I}(\mu_1,\mu_2)C^{\mathrm I}(\mu_2) +\eta_1(\mu_1),\\ C^{\mathrm L}(\mu_L) &=U_{\mathrm L}(\mu_L,\mu_1)C^{\mathrm L}(\mu_1). \end{aligned}

Thus the order of operations is fixed by scale. In particular, ζ1\zeta_1 and ζ2\zeta_2 cannot generally be multiplied as if they acted on the same vector space: the intermediate evolution and any finite basis translation belong between them. The classic weak-decay construction gives this same step-by-step structure, including flavor-dependent evolution and threshold matrices, in Buchalla, Buras, and Lautenbacher 1996, §§ III.D.1–2 and III.F.2, pp. 26–29 and 34–35, Open PDF.

The figure makes the composition and its domain test explicit. Read the left panel downward: each horizontal crossing changes the theory, while each vertical segment runs within one theory.

Wilson coefficients run within each EFT and are matched at every heavy threshold; a hypothesis check either authorizes local power-suppressed decoupling or sends the calculation to a retained-state or nondecoupling branch.

Sequential threshold evolution is an alternation, not one continuous beta function. Panel (a) evolves coefficients with Un+2U_{n+2}, matches with ζ2\zeta_2 near M2M_2, evolves with Un+1U_{n+1}, matches with ζ1\zeta_1 near M1M_1, and finally evolves to the observable scale; dependence on the arbitrary matching scales μi\mu_i cancels through the retained order. Panel (b) checks the hierarchy, heavy-mass limit, coupling counting, symmetry and anomaly terms, and external kinematics. Passing gives shifts of operators with dimension at most four plus an inverse-mass-suppressed local tower; failure requires retaining the state or matching an unsuppressed effect. The diagram is schematic and not to scale.

The matching points μi\mu_i are organizational choices, not physical scales. For a homogeneous threshold relation, differentiating with respect to its matching point gives the consistency equation

Diζi=γC(i)ζiζiγC(i+),D_i\zeta_i =\gamma_C^{(i-)}\zeta_i -\zeta_i\gamma_C^{(i+)},

where DiD_i is the total derivative: it acts on the explicit μi\mu_i dependence and on every running coupling, mass, and gauge parameter inside ζi\zeta_i. This equation says that moving the threshold is compensated by the different evolution above and below it. The augmented coefficient vector gives the corresponding equation for an affine map.

At all orders, inserting this relation into the ordered chain gives

ddlnμiCL(μL)=0\frac{d}{d\ln\mu_i}C^{\mathrm L}(\mu_L)=0

after all inputs are transported consistently. At finite order the derivative begins at the first omitted matching or running order. A residual at an order that was supposedly retained instead diagnoses a missing threshold logarithm, an inconsistent anomalous dimension, or a parameter that was not converted between the two theories. The cancellation of matching-scale and scheme dependence through the working order is exhibited explicitly in Buchalla, Buras, and Lautenbacher 1996, § III.F.4, pp. 39–40, Open PDF.

Thresholds can change the number and definition of operators. Let the Lagrangian interaction be L=CTO\mathcal L=C^T O, with OO a column of operators. If a finite basis change is

O=B(μ)O,O'=B(\mu)O,

then invariance of L\mathcal L requires

C=BTC.C'=B^{-T}C.

Consequently, evolution and matching matrices transform as

Ur(μb,μa)=Br(μb)TUr(μb,μa)Br(μa)T,ζi=BiTζiBi+T.\begin{aligned} U_r'(\mu_b,\mu_a) &=B_r(\mu_b)^{-T} U_r(\mu_b,\mu_a)B_r(\mu_a)^T,\\ \zeta_i' &=B_{i-}^{-T}\zeta_i B_{i+}^{T}. \end{aligned}

These relations are more than notation. A reduced on-shell basis, a Green-function basis containing equation-of-motion operators, and a dimensional-regularization basis containing evanescent operators can have different dimensions and finite counterterms. Then ζi\zeta_i may be rectangular, and the finite projection must be included at the threshold. Couplings, masses, field normalizations, gauge conventions, and the evanescent prescription must also be translated before a matrix from one interval is combined with the next. Wilson coefficients may jump; matched observables do not.

First application: two separated thresholds

Section titled “First application: two separated thresholds”

Consider one coefficient with no additive source. To isolate the composition, take constant coefficient anomalous dimensions

γH=0.02,γI=0.01,γL=0.03,\gamma_{\mathrm H}=0.02, \qquad \gamma_{\mathrm I}=-0.01, \qquad \gamma_{\mathrm L}=0.03,

so Ur(μb,μa)=(μb/μa)γrU_r(\mu_b,\mu_a)=(\mu_b/\mu_a)^{\gamma_r}. Use common arbitrary units with

μH=100,μ2=M2=20,μ1=M1=2,μL=0.2,\mu_H=100, \quad \mu_2=M_2=20, \quad \mu_1=M_1=2, \quad \mu_L=0.2,

and set CH(100)=1C^{\mathrm H}(100)=1, ζ2=1.04\zeta_2=1.04, and ζ1=0.97\zeta_1=0.97. The ordered calculation is

StepMultiplicative factorCoefficient after the step
Run in the high EFT, 10020100\to200.9683237860.9683237860.9683237860.968323786
Match at M2M_21.0400000001.0400000001.0070567371.007056737
Run in the intermediate EFT, 20220\to21.0232929921.0232929921.0305141021.030514102
Match at M1M_10.9700000000.9700000000.9995986790.999598679
Run in the low EFT, 20.22\to0.20.9332543010.9332543010.9328797660.932879766

Now integrate out both heavy states at μ2\mu_2. A direct high-to-low threshold factor that is equivalent to the sequential path must contain the intermediate evolution and the compensating upward low-EFT evolution:

ζ12(μ2)=UL(μ2,μ1)ζ1UI(μ1,μ2)ζ2=1.106127204.\begin{aligned} \zeta_{12}(\mu_2) &=U_{\mathrm L}(\mu_2,\mu_1) \zeta_1 U_{\mathrm I}(\mu_1,\mu_2) \zeta_2\\ &=1.106127204. \end{aligned}

It then gives

UL(0.2,20)ζ12(20)UH(20,100)=0.932879766,U_{\mathrm L}(0.2,20)\, \zeta_{12}(20)\, U_{\mathrm H}(20,100) =0.932879766,

identical to the sequential result. By contrast, the naive replacement ζ12ζ1ζ2\zeta_{12}\to\zeta_1\zeta_2 gives 0.8507964590.850796459, an error of 8.80%-8.80\%. It omitted the logarithm ln(M2/M1)=ln10=2.302585\ln(M_2/M_1)=\ln10=2.302585 and evolved that interval with the wrong anomalous dimension. RG evolution sums precisely such logarithmic towers; a self-contained one-coefficient derivation and the extension to mixing appear in Manohar 2020, § 5.10, pp. 46–48, Open PDF.

The direct path is not intrinsically wrong. It is equivalent when its matching calculation retains the full M2/M1M_2/M_1 dependence and the large logarithms are resummed or remain perturbatively small. For M2/M11M_2/M_1\gg1, sequential matching usually makes the logarithm control transparent. For M2M1M_2\simeq M_1, a joint threshold can be simpler because no parametrically long intermediate interval exists.

A multiple-threshold result should be reproducible along every valid path through theory space. Sequential and one-step calculations need not distribute terms identically among coefficients and matrix elements, but after translating bases and schemes they must agree for common observables through the shared perturbative and power order.

A practical check is:

  1. Fix the same physical high-scale inputs, low-energy observable, operator truncation, mass definitions, and subtraction scheme for every path.
  2. Vary μ2\mu_2 and μ1\mu_1 separately around their masses while rerunning all couplings, masses, coefficients, and threshold maps. Keep the windows ordered and away from nonperturbative or resonant regions.
  3. Verify that the residual variation begins at the first omitted logarithmic order. A cancellation only after varying several scales together can hide a defect at one threshold.
  4. Compare a sequential path with a direct path where both are valid. The difference must scale like the first omitted matching, running, or inverse-mass term.
  5. Propagate common input uncertainties and matching-scale variations with their correlations. The same missing coefficient can affect adjacent thresholds, so their errors should not automatically be added in quadrature.

Keep matching, running, power-truncation, and parametric uncertainties identifiable. Matching uncertainty concerns omitted hard terms in ζi\zeta_i and ηi\eta_i; running uncertainty concerns omitted beta functions and anomalous dimensions; power uncertainty concerns the local expansion at each removal, such as Q/M1Q/M_1 and intermediate invariants divided by M2M_2; parametric uncertainty comes from masses, couplings, and matrix elements. A large matching logarithm indicates that a threshold has been placed poorly or that a separated state should remain active longer. A large power correction instead indicates that the local EFT itself is losing validity.

Using one beta function across every mass. A mass-independent beta function retains the field content of its theory. Change the active theory with an explicit threshold map before continuing the evolution.

Multiplying threshold matrices without checking their spaces. The matrices may act on different bases or even vectors of different dimensions. Insert intermediate running, finite basis maps, and any evanescent projection in the declared order.

Treating coefficient continuity as path independence. Coefficients can jump under threshold and scheme changes. The invariant test is agreement of matched observables after matrix elements and parameters are transformed consistently.

Adding all scale variations as independent errors. Adjacent matching and running errors share couplings and omitted terms. Preserve correlations and report which source each variation probes.

Starting from C(μm)=ζ(μm)C+(μm)C_-(\mu_m)=\zeta(\mu_m)C_+(\mu_m), derive the threshold consistency equation for ζ\zeta.

Solution

Take the total derivative with respect to lnμm\ln\mu_m. The left side is γC\gamma_-C_-. The right side is (Dζ)C++ζγ+C+(D\zeta)C_++\zeta\gamma_+C_+. Substituting C=ζC+C_-=\zeta C_+ and requiring the identity for arbitrary C+C_+ gives Dζ=γζζγ+D\zeta=\gamma_-\zeta-\zeta\gamma_+.

Reproduce the one-coefficient benchmark and explain why the compensating factor UL(M2,M1)U_{\mathrm L}(M_2,M_1) appears in ζ12(M2)\zeta_{12}(M_2).

Solution

Multiplying the five sequential factors gives

(0.2/2)0.03(0.97)(2/20)0.01(1.04)(20/100)0.02=0.932879766.(0.2/2)^{0.03}(0.97) (2/20)^{-0.01}(1.04)(20/100)^{0.02} =0.932879766.

A direct threshold coefficient at M2M_2 must be expressed in the low-theory basis at M2M_2. Sequential matching produces that coefficient first at M1M_1, so it must be evolved upward from M1M_1 to M2M_2 with UL(M2,M1)U_{\mathrm L}(M_2,M_1). This gives ζ12=1.106127204\zeta_{12}=1.106127204 and the same endpoint. Omitting both interval conversions replaces it by 1.00881.0088 and yields the incorrect 0.8507964590.850796459.

  • Buchalla, Gerhard, Andrzej J. Buras, and Markus E. Lautenbacher. “Weak Decays Beyond Leading Logarithms.” Reviews of Modern Physics 68, no. 4 (1996): 1125–1244. DOI; arXiv
  • Manohar, Aneesh V. “Introduction to Effective Field Theories.” In Effective Field Theory in Particle Physics and Cosmology: Lecture Notes of the Les Houches Summer School, Volume 108, edited by Sacha Davidson et al., 47–136. Oxford: Oxford University Press, 2020. DOI; arXiv