Bosonization and Sine-Gordon–Thirring Duality
The previous page ended with a clue: neutral fermion correlators in two dimensions have the same algebraic structure as correlators of exponentials of a free scalar field. This is not an accident, and it is not merely a trick for computing determinants. In two spacetime dimensions, the operator algebra of a massless Dirac fermion can be represented by the operator algebra of a compact scalar. This is bosonization.
Bosonization is one of the places where quantum field theory behaves like a magician who actually explains the trick afterward. A fermion field, which anticommutes and has spin , can be written as an exponential of a bosonic field, provided one treats zero modes, branch cuts, and Klein factors correctly. A four-fermion current-current interaction becomes a change of the scalar radius. A fermion mass term becomes a cosine potential. The massive Thirring model is therefore equivalent, in a precise sense, to the sine-Gordon model.
This page develops the dictionary in the normalization closest to the preceding two-dimensional notes. The goal is not to prove every global subtlety of bosonization on an arbitrary Riemann surface. The goal is to make the local operator identities and the sine-Gordon–Thirring map usable.
Required background. The Schwinger model and gauge-invariant correlators supplies the neutral fermion determinant that becomes a bosonic vertex-operator correlator. Helpful background. Gauge fields in two dimensions supplies the chiral propagators and complex-coordinate conventions.
Fermion determinants as boson correlators
Section titled “Fermion determinants as boson correlators”Two-dimensional bosonization conventions. We use Euclidean complex coordinates
After analytic continuation, and become the two light-cone directions and . We use two independent chiral bosons and define the relative, sine-Gordon combination by
with two-point functions
and
The short-distance length is a UV cutoff. With this convention,
The sum is the dual combination. Which of and is called “the boson” varies across the literature. Keeping the relative combination explicit prevents a sign mismatch between the fermion mass operator and the topological current.
Normal ordering is defined with respect to this free scalar. Overall constants in vertex operators depend on the cutoff convention and are absorbed into normalization constants.
Relation to canonical scalar normalization. The chiral convention above corresponds to the nonchiral free-boson action
for which has holomorphic weight and can represent a chiral fermion. If instead one uses the canonical normalization
then
In that convention the free-fermion mass operator corresponds to a sine-Gordon cosine with . Many apparent disagreements in bosonization formulas are only this rescaling.
The right-moving free fermion has propagator
Wick’s theorem gives the -particle neutral correlator
The Cauchy determinant identity rewrites this as
The signs in the numerator depend on the ordering convention for the operators, but the determinant expression is unambiguous.
Now compare this with a Gaussian scalar. For vertex operators
Wick’s theorem gives
where the second line is the zero-mode selection rule on the plane. Taking charges at the and charges at the gives
up to a sign fixed by the ordering of fermions. The factor is required by dimensional analysis and is canceled by the normalization of the fermion operators. After that cancellation, this is exactly the same rational function as the fermion determinant.
A neutral right-moving fermion correlator is a Cauchy determinant. The same function is produced by a free chiral scalar with vertex charges at fermion insertions and at conjugate insertions.
Thus the local identification
reproduces all neutral right-moving correlators. Similarly,
These prefactors match the preceding convention . If the fermion propagator is normalized instead as , each prefactor acquires the familiar additional factor .
The factors are Klein factors. They commute with the bosonic oscillators but anticommute among themselves, ensuring
For many local correlation functions with equal numbers of each species, the Klein factors only provide the overall fermionic sign. For operator algebra, Hilbert-space construction, boundary conditions, or finite-size systems, they are not optional.
The determinant formula assumes a complex chiral fermion. For a real Majorana fermion, Wick’s theorem instead gives a Pfaffian of the antisymmetric matrix of two-point functions. Two Majorana fields combine into one Dirac field, which is why the charged Cauchy-determinant form is the most direct doorway to bosonization.
Scaling dimensions and the neutrality condition
Section titled “Scaling dimensions and the neutrality condition”The same Gaussian calculation immediately gives the scaling dimension of a vertex operator. For a chiral operator,
A holomorphic primary field of weight has two-point function proportional to , so
The fermion operator corresponds to and therefore has , as it should.
For the nonchiral vertex operator
we have
so the scaling dimension and Euclidean spin are
A right-moving spinor has spin , so any bosonic representation of an interacting right-moving fermion must satisfy
This simple equation is the seed of anomalous fermion dimensions in the massless Thirring model.
The neutrality condition is just as important. The nonchiral correlator
contains the zero mode of . Since the free boson action depends only on derivatives, the constant mode is integrated over. The integral
vanishes unless
Equivalently, if one regulates the theory in a box of size , nonneutral correlators carry powers of and disappear in the infinite-volume limit after normalizing the vacuum. This is the infrared counterpart of charge conservation.
The vertex-operator OPE
Section titled “The vertex-operator OPE”The operator product expansion of vertex operators follows from separating the contraction between nearby points from the normal-ordered product:
Using
and expanding the slowly varying field around , we get
For and ,
which reproduces the fermion short-distance singularity. For ,
The zero as is the bosonic representation of Pauli exclusion for two identical chiral fermions. The anticommutation sign is encoded by the branch choice and Klein factors; the vanishing of the local product is already visible in the OPE.
When two vertex operators approach each other, their charges add. The singular or vanishing prefactor is determined by the product of charges, .
This OPE is the local engine behind bosonization. The global theory contains more data: compactification radius, allowed charges, spin structures, and Klein factors. But the short-distance algebra already knows why exponentials of a free scalar can behave like fermions.
Current dictionary and charge normalization
Section titled “Current dictionary and charge normalization”The vector current is the derivative of the relative boson. In the chiral normalization used above, and up to the overall sign fixed by the orientation convention for ,
Equivalently, in the canonical free-fermion normalization ,
The charge is therefore a winding number:
At nonzero Thirring coupling the canonically normalized sine-Gordon field has a coupling-dependent radius, and the corresponding dictionary becomes . The free point reproduces the coefficient .
This formula is the bridge between the local vertex-operator dictionary and the soliton interpretation below. A fermion is local in fermion variables but becomes a kink in the bosonic field.
The massless Thirring model as a free boson with a shifted radius
Section titled “The massless Thirring model as a free boson with a shifted radius”The massless Thirring model is a Dirac fermion in two dimensions with a current-current interaction:
In two dimensions this interaction is special. It is classically marginal: since , the current has dimension , so has dimension , the same as the Lagrangian density. Quantum mechanically, the model remains exactly solvable. The interaction does not create an arbitrary complicated non-Gaussian bosonic theory; it changes the normalization, or radius, of the boson.
A convenient way to encode this is to represent the interacting right- and left-moving fermions by
with
Then
The first factor gives the spinor transformation law; the second is an anomalous power. In Lorentzian notation this has the form
where the function is a power law in the conformal massless theory. Thus the Thirring interaction changes the scaling dimension of the fermion without changing its spin.
There are several equivalent normalizations in the literature. In the canonical Coleman normalization one writes a scalar with kinetic term
and the Thirring coupling is related to the sine-Gordon coupling by
In the chiral normalization above, the corresponding parameter is
At , one has , , and , the free-fermion point.
Adding a mass: the cosine perturbation
Section titled “Adding a mass: the cosine perturbation”The massive Thirring model adds
In chiral components,
Using the interacting-fermion representation,
Using the relative field already introduced above, define only the remaining exponent
Then the mass operator becomes
where is a cutoff-dependent normalization constant. Therefore the massive Thirring model maps to a sine-Gordon theory,
in canonical normalization, or equivalently to
in the chiral normalization of the discussion, with . The precise relation between , , , and the cutoff is nonuniversal; the relation between the operator algebras and the dimensionless coupling is universal once the renormalization convention is fixed.
The current-current interaction of the massless Thirring model changes the compact-boson radius, represented by in the diagram and by the exponents in the operator dictionary. The fermion mass operator then becomes the sine-Gordon cosine.
This is the massive Thirring/sine-Gordon equivalence. It is strong–weak in an important sense. From
large positive Thirring coupling corresponds to small sine-Gordon coupling. In that regime the sine-Gordon semiclassical soliton is a useful description of the fermionic excitation.
Scaling dimension of the cosine
Section titled “Scaling dimension of the cosine”The mass perturbation also provides a direct consistency check. Because
the cosine has scaling dimension
At the free-fermion point, , exactly the dimension of . The cosine is relevant when , marginal at , and irrelevant on the other side of that boundary. This is the renormalization-group content hidden inside the apparently simple replacement of a fermion mass by a periodic potential.
Solitons as fermions
Section titled “Solitons as fermions”The sine-Gordon potential is periodic. Its classical vacua are
A finite-energy static configuration must approach vacua at spatial infinity:
The integer
is the soliton number. The one-soliton solution for the potential
is
It interpolates from to . For a static finite-energy solution, the first integral of the field equation is
where the integration constant vanishes because both terms go to zero in a vacuum. The energy can therefore be evaluated without inserting the detailed profile:
Evaluating the elementary integral gives
The interacting bosonized current,
identifies fermion number with topological charge:
Thus the elementary fermion of the Thirring description is represented, in the sine-Gordon description, by a soliton. The antifermion is the antisoliton.
Topological charge alone does not prove fermionic statistics. The nonlocal soliton operator and its branch prescription supply that extra information; in the full Coleman–Mandelstam dictionary, those operators obey the massive Thirring anticommutation relations.
The sine-Gordon field has infinitely many equivalent vacua. A soliton interpolates between neighboring vacua and carries one unit of fermion number. A background electric field or theta-like source tilts the periodic potential, making adjacent vacua energetically inequivalent and foreshadowing pair creation.
This identification is one of the sharpest lessons of two-dimensional field theory: what is elementary in one set of variables may be extended and topological in another. The word “duality” should be taken literally here. The two descriptions organize the same Hilbert space in different coordinates.
Tilted vacua and the electric-field interpretation
Section titled “Tilted vacua and the electric-field interpretation”The sine-Gordon potential also gives a compact way to visualize electric backgrounds in two-dimensional gauge theory. A background electric field, or equivalently a theta-like source, can add a term linear in the boson,
The coefficient is proportional to the applied electric field; its exact normalization depends on the gauge-field and bosonization conventions.
The shift
no longer relates exactly degenerate vacua. Neighboring minima are tilted relative to each other. In the fermionic language, producing a soliton–antisoliton pair changes the electric flux between them. If the electric field is strong enough, pair production is energetically favored.
This is not yet the full confinement/screening story of QED₂, but it is already the right picture. The bosonic field keeps track of charge through its winding. A region between two solitons can sit in a different branch of the electric field. The next page uses this idea to discuss linear potentials, screening by massless fermions, and confinement in one spatial dimension.
Summary
Section titled “Summary”Bosonization begins from a concrete identity: the Cauchy determinant of free chiral fermion correlators equals a neutral correlator of scalar vertex operators. With the chiral scalar normalized by
the operator has weight and reproduces a right-moving fermion. The zero mode enforces charge neutrality, while the vertex-operator OPE encodes both the fermion pole and the short-distance exclusion of identical chiral fermions.
The massless Thirring interaction changes the boson radius and gives the fermion an anomalous dimension while preserving its spin. The fermion mass term becomes a cosine perturbation. This turns the massive Thirring model into the sine-Gordon model, with the Coleman relation
in a standard normalization. In the sine-Gordon variables, fermion number is the topological winding number of the bosonic field, and the elementary fermion is a soliton.
Common pitfalls
Section titled “Common pitfalls”Confusing the two beta symbols. Here is the sine-Gordon coupling, not an RG beta function. The chiral exponents were called to avoid the worst collision.
Dropping Klein factors from the full operator algebra. They often disappear from neutral local correlators, but they are needed so that right- and left-moving fermions anticommute.
Identifying the sum and relative bosons. With the fermion phases used here, the mass operator and vector current involve ; the sum is the dual field. Changing the sign convention for the left-moving vertex exchanges these names, but the dictionary must change everywhere at once.
Treating the mass coefficient as universal. The relation between the Thirring mass parameter and the sine-Gordon cosine coefficient depends on the UV normalization of the composite operator . The relation between scaling dimensions and the dimensionless coupling is the universal part.
Reading bosonization as a classical field identity. The massive Thirring/sine-Gordon relation is a quantum operator equivalence. A classical Dirac field does not literally equal a classical exponential of a scalar.
Exercises
Section titled “Exercises”Exercise 1: Vertex-operator weight
Section titled “Exercise 1: Vertex-operator weight”Using
show that
What is the conformal weight of ?
Solution
For normal-ordered exponentials of a Gaussian field,
Here
so
Therefore
A holomorphic primary of weight has two-point function proportional to , so
Exercise 2: The two-by-two Cauchy identity
Section titled “Exercise 2: The two-by-two Cauchy identity”Prove the Cauchy identity
Solution
Compute the determinant directly:
Putting the two terms over a common denominator gives
The numerator is
or
This proves the formula.
Exercise 3: Spin from chiral charges
Section titled “Exercise 3: Spin from chiral charges”Let
Show that its Euclidean spin is
Use this to derive the condition for to represent a right-moving spinor.
Solution
The right-moving and left-moving weights are
The Euclidean spin is the difference
A right-moving spinor has spin , so
Therefore
Exercise 4: Fermion mass as a cosine
Section titled “Exercise 4: Fermion mass as a cosine”Using
show that the mass operator is proportional to .
Solution
Ignoring Klein factors and normalization constants, the first term is
At coincident points the product must be renormalized, but the exponent is simply
Thus
Similarly,
Adding them gives
Exercise 5: The classical sine-Gordon soliton
Section titled “Exercise 5: The classical sine-Gordon soliton”For the sine-Gordon energy functional
show that the one-soliton solution
interpolates from to . Then verify that it satisfies the first-order equation
Solution
As , , so
As , , so
Now differentiate. Let . Then
Since
we use
Therefore
This proves the first-order equation.
References
Section titled “References”- S. Coleman, “Quantum sine-Gordon equation as the massive Thirring model,” Physical Review D 11 (1975), 2088–2097.
- S. Mandelstam, “Soliton operators for the quantized sine-Gordon equation,” Physical Review D 11 (1975), 3026–3030.
- D. C. Mattis and E. H. Lieb, “Exact solution of a many-fermion system and its associated boson field,” Journal of Mathematical Physics 6 (1965), 304–312.
Further reading
Section titled “Further reading”- S. Coleman, Aspects of Symmetry: Selected Erice Lectures (Cambridge University Press, 1985).
- T. Giamarchi, Quantum Physics in One Dimension (Oxford University Press, 2004).
- A. O. Gogolin, A. A. Nersesyan, and A. M. Tsvelik, Bosonization and Strongly Correlated Systems (Cambridge University Press, 1998).
- A. M. Polyakov, Gauge Fields and Strings (Harwood Academic Publishers, 1987).
- A. Zee, Quantum Field Theory in a Nutshell, 2nd ed. (Princeton University Press, 2010).